Anita R. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anita Ruth Green, who also goes by Anita Green, Anita Ruth Pace, was a registered financial professional .
Anita is a previously registered financial professional and started their career in finance in 1998. Anita had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2012 - March 14, 2016
TAYLOR CAPITAL MANAGEMENT INC.
June 22, 2009 - February 27, 2012
QUESTAR ASSET MANAGEMENT, INC.
February 20, 2009 - February 27, 2012
QUESTAR CAPITAL CORPORATION
September 2, 1998 - January 23, 2009
PRUCO SECURITIES, LLC.
August 28, 1998 - January 23, 2009
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR CAPITAL MANAGEMENT INC.
CRD#: 43559 / SEC#: , 8-50313
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
