Kenneth E. Hicks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Evans Hicks, who also goes by Ken Hicks, Kenneth Edward Hicks, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2010 - October 1, 2019
MAY FINANCIAL GROUP, LLC
July 27, 2006 - October 4, 2010
PLANNING FOR WEALTH, LLC
October 14, 2004 - February 3, 2006
LEGG MASON WOOD WALKER, INCORPORATED
April 14, 1999 - November 10, 2004
EFP WEALTH MANAGEMENT
August 25, 1998 - October 14, 2004
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MAY FINANCIAL GROUP, LLC
CRD#: 155206 / SEC#:
Contact information
Red Flags
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