Kenneth A. Jacobs

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CRD#: 3104266

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Allen Jacobs, who also goes by Ken Jacobs, Kenneth A Jacobs, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken Jacobs | Kenneth A Jacobs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 24, 2018 - September 8, 2020

IMPACT INVESTORS

RIA

CRD#: 289028

Golden, CO

Past

October 3, 2018 - October 23, 2018

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

RIA

CRD#: 109036

Golden, CO

Past

August 2, 2018 - September 28, 2018

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

RIA

CRD#: 109036

Golden, CO

Past

January 11, 2012 - July 31, 2018

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

RIA

CRD#: 109036

GOLDEN, CO

Past

June 2, 2006 - December 31, 2011

FINANCIAL WEST GROUP

RIA

CRD#: 16668

GOLDEN, CO

Past

June 2, 2006 - December 31, 2011

FINANCIAL WEST GROUP

CRD#: 16668

GOLDEN, CO

Past

January 1, 1999 - June 5, 2006

NEW ENGLAND SECURITIES

RIA

CRD#: 615

DENVER, CO

Past

August 20, 1998 - June 5, 2006

NEW ENGLAND SECURITIES

CRD#: 615

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMPACT INVESTORS

IMPACT INVESTORS | IMPACT INVESTORS, INC.

CRD#: 289028 / SEC#: 801-118267

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

California

Registered Investment Advisory firm - (4/23/2020 Terminated)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/25/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/5/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/17/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IMPACT INVESTORS

IMPACT INVESTORS | IMPACT INVESTORS, INC.

CRD#: 289028 / SEC#: 801-118267

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

California

Registered Investment Advisory firm - (4/23/2020 Terminated)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2020 Terminated)

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Contact information

Main Address

870 Market St Suite 482, San Francisco, CA 94104

Mailing Address

548 Market St #82444, San Francisco, CA 94104

Phone number

(888) 463-6861

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IMPACT INVESTORS ADV (3/28/2025)

Regulatory assets under management

Total Number of Accounts	770
AUM (Assets Under Management)	$ 282,957,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth A. Jacobs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

IMPACT INVESTORS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/25/1998

Series 7

Date: 5/5/2003

Series 6

Date: 8/17/1998

Current Firm

IMPACT INVESTORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPACT INVESTORS

TRUST BUT VERIFY

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