Jane E. Slack
Professional summary
Jane Eileen Slack, who also goes by Jane Eileen Kotvis, Jane E Slack, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Old Forge, New York and HAZARD & SIEGEL, INC. located in Dewitt, New York.
Jane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jane has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jane Eileen Slack's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2021 - Present
HAZARD & SIEGEL ADVISORY SERVICES LLC
February 10, 2009 - Present
HAZARD & SIEGEL, INC.
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214June 4, 2003 - January 27, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
September 3, 1998 - June 7, 2003
NATHAN & LEWIS SECURITIES, INC.
Primary Firm SEC Registration
HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD#: 151462 / SEC#: 801-70690
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2015)
(2/10/2009)
(2/10/2009)
(2/10/2009)
(7/12/2021)
(9/11/2015)
(2/10/2009)
(2/10/2009)
Exams
FINRA
Current Firm
HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD#: 151462 / SEC#: 801-70690
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 294 |
| AUM (Assets Under Management) | $ 378,476,990 |
Red Flags
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