George E. Burton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Emanuel Burton, who also goes by George Manny Burton, Manny Burton, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1998. George had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2006 - July 12, 2017
TD AMERITRADE, INC.
November 29, 2004 - January 30, 2006
TD AMERITRADE CLEARING, INC.
January 30, 2004 - November 19, 2004
METROPOLITAN LIFE INSURANCE COMPANY
January 30, 2004 - November 19, 2004
MSI FINANCIAL SERVICES, INC.
September 12, 2003 - February 2, 2004
SELECT ADVISORY SERVICES, LLC
January 3, 2003 - February 2, 2004
TRADESTAR INVESTMENTS,INC.
January 3, 2003 - February 2, 2004
FISERV INVESTOR SERVICES, INC.
October 29, 1998 - August 20, 2002
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 83 |
| Civil Event | 1 |
| Arbitration | 144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
