NR
Nathan A. Richter
STRATEGIC WEALTH GROUP
Plymouth, MN 55447
Some features on this profile are disabled
CRD#: 3103598
NR
Professional summary
Nathan Allen Richter, CFP®, ChFC®, who also goes by Nate Richter, Nathan Richter, is a registered financial advisor currently at STRATEGIC WEALTH GROUP located in Plymouth, Minnesota and LPL FINANCIAL LLC located in Plymouth, Minnesota.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Nathan has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Nate Richter | Nathan Richter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/03/2014: Boli Solutions Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Time Spent 1% - Bank owned life insurance- fixed. 2) 2/17/2015: American Financial Marketing - Investment Related - 400 Highway 169 South, St Louis Park, MN 55426 - Non-Variable Insurance - Agent - Started 02/05/2015 - 16 Hours Per Month During Securities Trading - Selling Fixed Life Insurance, Disability, Long-term Care, and Fixed Annuities. 3) 5/6/2015: Beacon Benefits - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/01/2015 - 1 Hour Per Month During Securities Trading. 4) 7/5/2016: Core Income Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/21/2016 - 20 Hours Per Month During Securities Trading - Sell fixed Life Insurance, Long-term care, fixed annuities. 5) 5/10/2017: Strategic Wealth Group Registered Investment Advisors, LLC - DBA: (Hybrid) Strategic Wealth Group RIA, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/28/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Strategic Wealth Group Registered Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 5/26/2017: Salt Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/12/2015 - 80 Hours Per Month During Securities Trading. 7) 6/19/2017: STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC - DBA: (Hybrid) Salt Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/01/2017 - 80 Hours Per Month During Securities Trading. 8) 6/23/2017: Salt Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/26/2017 - 40 Hours Per Month During Securities Trading. 9) 06/22/2022 - No Business Name - Investment Related - Mound, MN 55356 - Real Estate Rental - Start Date - 06/13/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Allen Richter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
May 5, 2017 - Present
STRATEGIC WEALTH GROUP
Office #1: 2 Carlson Pkwy Suite 155, Plymouth, MN 55447RIA
CRD#: 284430
Plymouth, MN
Current
November 3, 2014 - Present
LPL FINANCIAL LLC
Office #1: Two Carlson Pkwy, Ste 155, Plymouth, MN 55447Office #2: 2 Carlson Pkwy N Ste 155, Plymouth, MN 55447RIA
BD
CRD#: 6413
Plymouth, MN
Past
January 12, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
PYMOUTH, MN
Past
November 13, 2014 - May 1, 2017
GREAT VALLEY ADVISOR GROUP, LLC
RIA
CRD#: 123913
PLYMOUTH, MN
Past
January 30, 2014 - November 17, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MINNEAPOLIS, MN
Past
August 29, 2011 - November 17, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
MINNEAPOLIS, MN
Past
April 8, 2005 - April 6, 2006
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
May 21, 2002 - March 30, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
March 19, 2001 - June 19, 2002
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ANNANDALE , VA
Past
August 24, 1998 - June 19, 2002
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
Registered Investment Advisory firm - (8/2/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2017)
RR
Arkansas(10/5/2020)
RR
California(8/19/2024)
RR
Colorado(10/24/2025)
RR
Florida(11/2/2017)
RR
Georgia(4/9/2018)
RR
Illinois(10/24/2025)
RR
Iowa(10/17/2017)
RR
Kansas(11/2/2017)
RR
Louisiana(11/2/2017)
RR
Massachusetts(5/15/2023)
RR
Minnesota(11/3/2014)
IAR
Minnesota(5/5/2017)
RR
Missouri(1/12/2018)
RR
Nevada(1/23/2024)
RR
North Dakota(10/1/2019)
RR
Oregon(10/5/2020)
RR
South Dakota(11/2/2017)
IAR
Texas(12/16/2020)
RR
Wisconsin(11/3/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
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Contact information
Main Address
7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347
Mailing Address
Phone number
(952) 843-4944
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,029 |
| AUM (Assets Under Management) | $ 1,029,281,614 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC WEALTH GROUP
CRD#: 284430Plymouth, MN 55447TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
