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Joseph E. Statter

SEABROOK PARTNERS LLC
Mclean, VA 22101
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CRD#: 3103173
JS

Professional summary


Joseph Elliott Statter, who also goes by Joe Statter, is a registered financial professional currently at SEABROOK PARTNERS LLC located in Mclean, Virginia.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joe Statter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Elliott Statter's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 27, 2022 - Present

SEABROOK PARTNERS LLC

Office #1: 1356 Beverly Road Suite 300, Mclean, VA 22101
BD
CRD#: 156581
Mclean, VA
Past

March 31, 2015 - January 20, 2022

EVERGREEN ADVISORS CAPITAL, LLC

BD
CRD#: 165072
McLean, VA
Past

December 12, 2012 - May 29, 2015

1ST BRIDGEHOUSE SECURITIES, LLC

BD
CRD#: 44655
COLUMBIA, MD
Past

August 21, 1998 - February 28, 2008

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/29/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SP
SEABROOK PARTNERS LLC
SEABROOK PARTNERS LLC

CRD#: 156581 / SEC#: , 8-68807

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1356 Beverly Road Suite 300, Mclean, VA 22101
Mailing Address
1356 Beverly Road Suite 300, Mclean, VA 22101
Phone number
(301) 761-1804
Established
Maryland since 12/20/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
KEANE, BRIAN WALTERMANAGING DIRECTOR, FINOP, CEO, CCO1382496

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEABROOK PARTNERS LLC

CRD#: 156581Mclean, VA 22101

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