BA
Bernard N. Ackerman
BNA WEALTH
Rock Hill, SC 29732
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CRD#: 3103002
BA
Professional summary
Bernard Neal Ackerman, CFP®, who also goes by Bernie Ackerman, is a registered financial advisor currently at BNA WEALTH, INC. located in Rock Hill, South Carolina.
Bernard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Bernard has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bernie Ackerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BERNARD N. ACKERMAN, CPA, PA, CPA FIRM NON-INVEST 596 Herrons Ferry Road, Suite 500 PRESIDENT AND SOLE STOCKHOLDER, PRIMIARY OCCUPATION, 160 HOURS PER MONTH DUITIES CONSIST OF TAX PLANNING, TAX RETURN PREPARATION, FINANCIAL STATEMENT PREPARATION, GENERAL BUSINESS ADVICE. CORPORATION ESTABLISHED IN 1977.
CRS (Client Relationship Summary) - RIA
Click below to view Bernard Neal Ackerman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bernard Neal Ackerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
February 24, 2017 - Present
BNA WEALTH, INC.
Office #1: 596 Herrons Ferry Road, Suite 300, Rock Hill, SC 29732Office #2: 596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730RIA
BD
CRD#: 39326
Rock Hill, SC
Current
July 2, 1999 - Present
BNA WEALTH, INC.
Office #1: 596 Herrons Ferry Road, Suite 300, Rock Hill, SC 29732Office #2: 596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730RIA
BD
CRD#: 39326
Rock Hill, SC
Past
March 10, 2011 - April 29, 2022
CONSOLIDATED INVESTMENT ADVISORS LLC
RIA
CRD#: 156009
ROCK HILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BNA WEALTH, INC.
BNA WEALTH | THE LAWRENCE D. VITEZ CORPORATION | CONSOLIDATED SECURITIES | CONSOLIDATED INVESTMENT ADVISORS | BNA WEALTH, INC.
CRD#: 39326 / SEC#: 801-48984, 8-48642
RIA
Registered Investment Advisory firm - SEC (4/18/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(7/30/1999)
RR
South Carolina(7/30/1999)
IAR
South Carolina(2/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BNA WEALTH, INC.
BNA WEALTH | THE LAWRENCE D. VITEZ CORPORATION | CONSOLIDATED SECURITIES | CONSOLIDATED INVESTMENT ADVISORS | BNA WEALTH, INC.
CRD#: 39326 / SEC#: 801-48984, 8-48642
RIA
Registered Investment Advisory firm - SEC (4/18/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730
Mailing Address
596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730
Phone number
(803) 324-7100
Established
North Carolina since 01/01/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (2 States and Territories)
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACKERMAN, ADAM ERIC MR. | PRESIDENT/CHIEF COMPLIANCE OFFICER | 6447420 |
Regulatory assets under management
| Total Number of Accounts | 473 |
| AUM (Assets Under Management) | $ 504,007,049 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
