Mehra C. Raazi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mehra Cactus Raazi, who also goes by Cactus Raazi, Mehra Raazi, Cactus Raazi, was a registered financial professional .
Mehra is a previously registered financial professional and started their career in finance in 1998. Mehra had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2024 - August 15, 2024
EDG CAPITAL LLC
June 12, 2020 - November 19, 2021
EXOS SECURITIES LLC
April 12, 2019 - February 28, 2020
ELEFANT ADVISORS LLC
August 8, 2018 - August 24, 2018
ELEFANT ADVISORS LLC
January 11, 2017 - April 28, 2020
ELEFANT MARKETS
September 24, 2013 - April 20, 2015
TRADEWEB LLC
October 6, 2011 - November 30, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
September 21, 1998 - July 19, 2011
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/3/2023
General Securities Representative ExaminationSeries 99TO
Date: 12/3/2023
Operations Professional ExaminationCurrent Firm
EDG CAPITAL LLC
CRD#: 326173 / SEC#: , 8-71103
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
