James H. Linke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Harold Linke was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1977 - November 18, 1985
WRP INVESTMENTS, INC.
July 7, 1976 - May 4, 1977
MANAGED INVESTMENTS, INC.
January 22, 1975 - July 23, 1976
SECURITY COUNSELORS INC.
November 28, 1972 - August 22, 1974
LINCOLN AMERICAN SECURITIES AGENCY, INC.
June 25, 1969 - January 4, 1973
FINANCIAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/21/1969
Registered Representative ExaminationCurrent Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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