Martin A. Smith

IRONWOOD FINANCIAL

Tucson, AZ 85719

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CRD#: 3102531

Professional summary

Martin Anthony Smith, CFP®, who also goes by Marty Anthony Smith, is a registered financial advisor currently at IRONWOOD FINANCIAL, LLC located in Tucson, Arizona.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Martin has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marty Anthony Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Anthony Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 27, 2024 - Present

IRONWOOD FINANCIAL, LLC

Office #1: 1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719

RIA

CRD#: 151004

Tucson, AZ

Past

August 30, 2017 - March 5, 2024

DAVIS DISTRIBUTORS, LLC

CRD#: 7975

TUCSON, AZ

Past

October 10, 2000 - February 28, 2007

DAVIS DISTRIBUTORS, LLC

CRD#: 7975

TUCSON, AZ

Past

January 21, 2000 - October 10, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 11, 1998 - December 22, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONWOOD FINANCIAL, LLC

IRONWOOD FINANCIAL, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 151004 / SEC#: 801-70463

RIA

Registered Investment Advisory firm - (8/17/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/21/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/29/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2017

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 10/7/1998

Futures Managed Funds Examination

Current Firm

IRONWOOD FINANCIAL, LLC

IRONWOOD FINANCIAL, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 151004 / SEC#: 801-70463

RIA

Registered Investment Advisory firm - (8/17/2009 Approved)

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Contact information

Main Address

1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719

Mailing Address

Phone number

(520) 318-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	1,667
AUM (Assets Under Management)	$ 574,853,371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin A. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Anthony Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVIS DISTRIBUTORS, LLC

DAVIS DISTRIBUTORS, LLC

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

IRONWOOD FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/2017

Series 65

Date: 9/29/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2017

Series 31

Date: 10/7/1998

Current Firm

IRONWOOD FINANCIAL, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONWOOD FINANCIAL, LLC

TRUST BUT VERIFY

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