Andrew S. Faucette
Professional summary
Andrew Swain Faucette, who also goes by Andy Faucette, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Swain Faucette's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2025 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660April 28, 2015 - April 26, 2022
PACIFIC SELECT DISTRIBUTORS, LLC
January 4, 2013 - March 16, 2015
PRUCO SECURITIES, LLC.
November 14, 2008 - January 2, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
July 18, 2006 - May 1, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 6, 2005 - May 1, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 21, 2003 - September 1, 2004
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
April 17, 2002 - July 29, 2003
A. G. EDWARDS & SONS, INC.
October 14, 1998 - April 9, 2002
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2025)
(2/5/2025)
(2/17/2025)
(2/5/2025)
(2/5/2025)
(2/20/2025)
(2/5/2025)
(2/21/2025)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
