Matthew D. Sibley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Duane Sibley, who also goes by Matt Sibley, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2017 - May 23, 2018
MULTI-BANK SECURITIES, INC.
July 15, 2016 - November 10, 2016
DINOSAUR FINANCIAL GROUP, L.L.C
November 11, 2013 - July 29, 2016
HALEN CAPITAL
September 20, 2011 - September 4, 2013
STONECASTLE SECURITIES, LLC
March 29, 2007 - September 26, 2011
GUGGENHEIM SECURITIES, LLC
June 19, 2006 - March 28, 2007
UNITED CAPITAL MARKETS, INC.
June 9, 2004 - June 14, 2006
WILLIAM J. MAYER SECURITIES, LLC
August 12, 2003 - January 6, 2004
MERIDIAN INVESTMENTS, INC.
July 18, 2000 - May 6, 2002
NATWEST MARKETS SECURITIES INC.
May 1, 2000 - July 21, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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