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ES

Emmin Shung

HIDDEN ROAD PARTNERS CIV US
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 3102150
ES

Professional summary

Emmin Shung is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.

Emmin is registered as a RR (Registered Representative) and started their career in finance in 1998. Emmin has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emmin Shung's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

HIDDEN ROAD PARTNERS CIV US LLC

Office #1: 10 East 40th Street 26th Floor, New York, NY 10016
BD
CRD#: 331954
NEW YORK, NY
Past

September 1, 2020 - January 8, 2026

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

February 10, 2004 - July 16, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
STAMFORD, CT
Past

August 25, 1998 - February 19, 2004

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/29/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/31/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/27/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HR
HIDDEN ROAD PARTNERS CIV US LLC
HIDDEN ROAD PARTNERS CIV US LLC | RIPPLE PRIME

CRD#: 331954 / SEC#: , 8-71259

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
10 East 40th Street 26th Floor, New York, NY 10016
Mailing Address
10 East 40th Street 26th Floor, New York, NY 10016
Phone number
(646) 834-5623
Established
Delaware since 10/04/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HIDDEN ROAD PARTNERS CIV US HOLDCO LLCPARENT COMPANY
ASCH, MARC EDWARDCHIEF EXECUTIVE OFFICER5565083
CIPOLLONE, BRIAN MICHAELPRINCIPAL OPERATIONS OFFICER2982507
DISTELL, GARY NEILCHIEF COMPLIANCE OFFICER1540489
KNECHT, JOHN ELIOTCHIEF FINANCIAL OFFICER/FINOP7192538
MEHTA, HINA MANHERLALGENERAL COUNSEL

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIDDEN ROAD PARTNERS CIV US LLC

CRD#: 331954New York, NY 10016

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