Costa Tzotzis
Professional summary
Costa Tzotzis, who also goes by Steve Tzotzis, Costa S Tzotzis, is a registered financial advisor currently at CST FINANCIAL ADVISORY LLC located in Frisco, Texas.
Costa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Costa has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 23, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Costa Tzotzis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2022 - Present
CST FINANCIAL ADVISORY LLC
Office #2: 5752 Grandscape Blvd Suite 225, The Colony, TX 75056April 6, 2015 - February 28, 2023
CAPE INVESTMENT ADVISORY, INC.
January 27, 2011 - September 12, 2025
CAPE SECURITIES INC.
September 9, 2009 - February 18, 2011
FIRST MIDWEST SECURITIES, INC.
May 22, 2006 - September 2, 2009
PRESTIGE FINANCIAL CENTER, INC.
March 9, 2006 - March 15, 2006
PRESTIGE FINANCIAL CENTER, INC.
July 13, 2005 - May 30, 2006
SLOAN SECURITIES CORP.
June 23, 2004 - July 6, 2005
AURA FINANCIAL SERVICES, INC.
May 19, 2004 - June 24, 2004
FIRST MONTAUK SECURITIES CORP.
January 14, 1999 - May 17, 2004
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2023)
(7/18/2025)
(12/21/2022)
Exams
Current Firm
CST FINANCIAL ADVISORY LLC
CRD#: 324035 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 11,000,000 |
Red Flags
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