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William Edward John Page

DCMB SECURITIES
Houston, TX
·CRD# 3102009·27 years experience

Professional Summary

William Edward John Page is a registered financial advisor currently at DCMB SECURITIES LLC located in Houston, Texas. William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

DCMB SECURITIES LLC·CRD# 146578
BD
1700 West Loop South, Suite 450, Houston, TX 77027
September 12, 2017 - Present
ERNST & YOUNG CAPITAL ADVISORS, LLC·CRD# 152514
BD
Houston, TX
July 23, 2012 - September 6, 2017
STEPHENS·CRD# 3496
BD
Houston, TX
May 12, 2009 - June 25, 2012
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Houston, TX
October 16, 2006 - April 7, 2008
SANDERS MORRIS LLC·CRD# 20580
BD
Houston, TX
March 24, 1999 - August 4, 2006

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Current Firm

DS
DCMB SECURITIES LLC

DCMB SECURITIES LLC

CRD#: 146578 / SEC#: 8-67831
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1700 West Loop South, Suite 450, Houston, TX 77027

Mailing Address

1700 West Loop South, Suite 450, Houston, TX 77027

Phone Number

(713) 202-4903

Established

Texas since 11/15/2007

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DONOVAN, JOHN WILLIAM JR.MANAGING MEMBER/PRESIDENT/SECRETARY/DESIGNATED PRINCIPAL/CCO—
BUSH, FRED COSTONFINOP3075024

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(9/12/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1999About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Edward John Page's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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