Viazadora N. Saunders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Viazadora Nmn Saunders, who also goes by Veve Crawford, VIazadora Crawford, Veve Gambrell, Viazadora Gambrell, Veve Robinson, Viazadora Robinson, Viazadora Saunders, was a registered financial professional .
Viazadora is a previously registered financial professional and started their career in finance in 1998. Viazadora had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2021 - October 24, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 23, 2021 - October 24, 2023
FIDELITY BROKERAGE SERVICES LLC
March 18, 2021 - June 7, 2021
ROBINHOOD FINANCIAL, LLC
February 20, 2020 - March 15, 2021
T. ROWE PRICE ADVISORY SERVICES, INC.
February 20, 2020 - March 15, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 3, 2018 - December 2, 2019
MORGAN STANLEY
August 2, 2018 - December 2, 2019
MORGAN STANLEY
September 5, 2012 - October 12, 2017
USAA FINANCIAL PLANNING SERVICES
June 7, 2012 - October 12, 2017
USAA FINANCIAL ADVISORS, INC.
April 29, 2011 - May 9, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 23, 2010 - April 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 1998 - August 5, 2003
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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