George Apolonides
Professional summary
George Apolonides was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George Apolonides, who also goes by George Apollo, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1999. George had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2016 - December 22, 2022
SPARTAN CAPITAL SECURITIES, LLC
February 18, 2014 - January 26, 2016
SOUTHEAST INVESTMENTS, N.C., INC.
February 22, 2007 - February 19, 2014
CALDWELL INTERNATIONAL SECURITIES
August 3, 2005 - February 21, 2007
HUNTER SCOTT FINANCIAL LLC.
October 2, 2001 - August 25, 2005
J.P. TURNER & COMPANY, L.L.C.
May 9, 2001 - October 22, 2001
DONALD & CO. SECURITIES INC.
May 13, 1999 - May 1, 2001
J.P. TURNER & COMPANY, L.L.C.
January 22, 1999 - February 16, 1999
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
