PS
Patrick H. Sreenan
CETERA INVESTMENT ADVISERS LLC
LIGHTHOUSE POINT, FL
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CRD#: 3101907
PS
Professional summary
Patrick Hugh Sreenan is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lighthouse Point, Florida and CETERA WEALTH SERVICES, LLC located in Lighthouse Point, Florida.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INV REL, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1985, 4HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. PATRICK H. SREENAN SOLE PROPRIETOR, INV REL, SAME AS RESIDENTIAL ADDRESS, SECURITIES & INSURANCE SALES - PROPERTY & CASUALTY, LIFE, AND HEALTH INSURANCE, START 1983, 1HR/WK (TRADING HOURS), OWNER; 3. C&S WAKULLA INVESTMENTS, LLC, NOT INV REL, ST. MARKS, FL 32327, PROPERTY OWNERSHIP: VACANT LAND, START 04/01/2002, <1HR/WK (NON-TRADING HOURS), 50% OWNER, MEMBER LLC; 4. WAKULLA INVESTMENTS, LLC, NOT INV REL, ST. MARKS, FL 32327, PROPERTY OWNERSHIP: VACANT LAND, START 04/01/2002, <1HR/WK (NON-TRADING HOURS), 50% OWNER, MEMBER LLC; 5. PS WAKULLA LLC, NOT INV REL, 19 DESOTO DRIVE, ST. MARKS, FL 32327, PROPERTY OWNERSHIP: HOME AVAILABLE FOR RENT, START 12/02/2003, <1HR/WK (NON-TRADING HOURS), 90% OWNER, MEMBER LLC; 6. LITTLE TEXAS LAND COMPANY, LLC, NOT INV REL, 1340 LITTLE TEXAS ROAD, TUNICA, MS 38676, PROPERTY OWNERSHIP: RECREATIONAL PROPERTY, START 09/01/2006, <1HR/WK (NON-TRADING HOURS), 12.5% OWNER, MEMBER LLC; 7. PHS HOLDING LLC, NOT INV REL, RIVERS EDGE, ST. MARKS, FL 32327, PROPERTY OWNERSHIP: VACANT LAND, START 06/13/2005, <1HR/WK (NON-TRADING HOURS), OWNER, MEMBER LLC; 8. PJS HOLDING LLC, NOT INV REL, 24 MANATEE WAY, CRAWFORDVILLE, FL 32327, PROPERTY OWNERSHIP: HOME, START 10/17/2005, <1HR/WK (NON-TRADING HOURS), OWNER, MEMBER LLC; 9. B&P POLK COUNTY INVESTMENTS, LLC, NOT INV REL, 3813 BRUCE BLVD., LAKE WALES, FL 33898, PROPERTY OWNERSHIP: HOME, START 10/10/2002, <1HR/WK (NON-TRADING HOURS), OWNER, MEMBER LLC; 10. ST MARKS RV PARK, LLC; INV REL: NO; ST MARKS FL 32355; BUSINESS: RV PARK START DATE: 10/2020; POSITION: OWNER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRADING HRS: 1; DUTIES: DEVELOPING LAND FOR FUTURE RV PARK; 11. PHS PIVERHOME, LLC; INV REL: NO; SAME AS REGISTERED LOCATION; BUSINESS: LLC; START: 2/2024; TITLE: OWNER; APX # OF HRS/WK: LESS THAN 1; APX # OF HRS DURING TRADING HOURS: 0; DUTIES: SINGLE FAMILY HOME PROPERTY RENTAL; 12 WAKULLA INVESTMENTS, LLC. INV REL: NO; SAME AS REGISTERED LOCATION; BUSINESS: REAL ESTATE; START DATE: 04/2024; POSITION: OWNER; APX # OF HRS PER WK: 1; APX #OF HRS DUR TRADING HRS: 0; DUTIES: COMPANY FOR REAL ESTATE INVESTMENT; 13. WS CAUSEY LLC; INV REL: NO; SAME AS REGISTERED LOCATION; BUSINESS: HOLDING LLC; START DATE: 1/2022; TITLE: OWNER; APX # OF HRS/WK: LESS THAN 1; DUR TRD HRS: 0; DUTIES: PAY PROPERTY TAXES; 14. PAT SREENAN LLC, INVE REL: NO, SAME AS REGISTERED LOCATION, BUSINESS: EXP MGMT, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: OWNER MANAGER, APX # OF HRS PER WK: 10, APX # OF HRS DUR TRADING HRS: 1, DUTIES: ENTITY FORMED TO RECEIVE INSURANCE COMMISSIONS; 15. PTS PROPERTIES, LLC; INV REL: NO; SAME AS REGISTERED LOCATION; BUSINESS: REAL ESTATE RENTAL; START DATE: 01/2022; POSITION: OWNER; APX # OF HRS PER WK: 0.5; APX # OF HRS DUR TRADING HRS: 0; DUTIES: RENTAL PROPERTY; 16. TPS PROPERTY MANAGEMENT, LLC; INV REL: NO; ADDRESS: 56 INDUSTRIAL CT CRAWFORDVILLE, FL 32327; BUSINESS: REAL ESTATE; START DATE: 09/2024; POSITION: PART OWNER; APX # OF HRS PER WK: 0; APX # OF HRS DUR TRADING HOURS: 0; DUTIES LAND AND COMMERCIAL BUSINESS 17. PHS INDUSTRIAL CT, LLC; INV REL: NO; SAME AS REGISTERED LOCATION; BUSINESS: REAL ESTATE; START DATE: 11/2024; POSITION: OWNER/MANAGER; APX # OF HRS PER WK: 0; APX # OF HRS DUR TRADING HOURS: 0; DUTIES: COMMERCIAL INVESTMENT PROPERTY; 18. PHS CARROWAY, LLC; INV REL: NO; SAME AS REGISTERED LOCATION; BUSINESS: REAL ESTATE; START DATE: 11/2024; POSITION: OWNER/MANAGER; APX # OF HRS PER WK: 0; APX # OF HRS DUR TRADING HOURS: 0; DUTIES: REAL ESTATE INV PROPERTY; 19. BOAT LIFT PROTECTION LLC; INV REL: NO; SAME AS REGISTERED LOCATION; BUSINESS: BOAT LIFT SERVICES ; 11/2025; MEMBER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRADING HOURS: 0; DUTIES: FILE FOR BOAT LIFT SERVICE CONTRACTS, MAINTENANCE AGREEMENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Hugh Sreenan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LIGHTHOUSE POINT, FL
Current
May 19, 2008 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LIGHTHOUSE POINT, FL
Past
September 24, 2014 - March 21, 2018
SAGEVIEW ADVISORY GROUP, LLC
RIA
CRD#: 126777
DEERFIELD BEACH, FL
Past
October 10, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 14, 2003 - May 30, 2008
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
DEERFIELD BEACH, FL
Past
January 13, 2003 - May 30, 2008
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
DEERFIELD BEACH, FL
Past
December 7, 2001 - January 15, 2003
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
September 16, 1998 - December 12, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2008)
RR
Florida(5/19/2008)
IAR
Florida(5/12/2023)
RR
Georgia(5/19/2008)
RR
Illinois(5/19/2008)
RR
Nevada(1/3/2019)
RR
Ohio(8/16/2024)
IAR
Texas(6/29/2023)
RR
Texas(3/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
