Alan M. Eichner

EICHNER INVESTMENT PLANNING

Cincinnati, OH 45209

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CRD#: 3101840

Professional summary

Alan Marshall Eichner, who also goes by Alan Eichner, is a registered financial advisor currently at EICHNER INVESTMENT PLANNING, LLC located in Cincinnati, Ohio.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Alan has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Eichner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Marshall Eichner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2020 - Present

EICHNER INVESTMENT PLANNING, LLC

Office #1: 4030 Smith Road Suite 200, Cincinnati, OH 45209

RIA

CRD#: 128215

Cincinnati, OH

Past

January 27, 2011 - April 11, 2018

EICHNER INVESTMENT PLANNING, LLC

RIA

CRD#: 128215

CINCINNATI, OH

Past

March 25, 2010 - February 24, 2011

GFP PRIVATE WEALTH

RIA

CRD#: 110031

CLEVELAND, OH

Past

June 9, 2006 - December 31, 2009

EICHNER INVESTMENT PLANNING, LLC

RIA

CRD#: 128215

MASON, OH

Past

November 5, 2001 - June 3, 2005

FORT WASHINGTON INVESTMENT ADVISORS INC

RIA

CRD#: 107126

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EICHNER INVESTMENT PLANNING, LLC

EICHNER INVESTMENT PLANNING, LLC | EICHNER, ALAN MARSHALL

CRD#: 128215 / SEC#: 801-113004

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

Ohio

Registered Investment Advisory firm - (4/11/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/1999

Uniform Investment Adviser Law Examination

Current Firm

EICHNER INVESTMENT PLANNING, LLC

EICHNER INVESTMENT PLANNING, LLC | EICHNER, ALAN MARSHALL

CRD#: 128215 / SEC#: 801-113004

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

Ohio

Registered Investment Advisory firm - (4/11/2018 Terminated)

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Contact information

Main Address

4030 Smith Road Suite 200, Cincinnati, OH 45209

Mailing Address

Phone number

(513) 290-9170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EICHNER INVESTMENT PLANNING ADV 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	316
AUM (Assets Under Management)	$ 651,848,450

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan M. Eichner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Marshall Eichner's CRS (Customer Relationship Summary).

Certified licenses

Experience

EICHNER INVESTMENT PLANNING, LLC

EICHNER INVESTMENT PLANNING, LLC

GFP PRIVATE WEALTH

EICHNER INVESTMENT PLANNING, LLC

FORT WASHINGTON INVESTMENT ADVISORS INC

Primary Firm SEC Registration

EICHNER INVESTMENT PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/1999

Current Firm

EICHNER INVESTMENT PLANNING, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EICHNER INVESTMENT PLANNING, LLC

TRUST BUT VERIFY

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