Jason M. Farrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Michael Farrell was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1998. Jason had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2013 - December 31, 2018
GATEWAY PARTNERS, LLC.
March 26, 2009 - June 23, 2010
VTRADER PRO, LLC
May 18, 2007 - March 4, 2009
BLUEFIN SPECIALISTS L.L.C.
December 7, 2004 - March 4, 2009
BLUEFIN CAPITAL MANAGEMENT, LLC
January 29, 2004 - April 28, 2004
BLUEFIN CAPITAL MANAGEMENT, LLC
December 7, 1998 - September 24, 1999
IDS LIFE INSURANCE COMPANY
December 7, 1998 - September 24, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GATEWAY PARTNERS, LLC.
CRD#: 168488 / SEC#:
Contact information
Red Flags
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