Andrew P. Massey

FRANKLIN DISTRIBUTORS

St. Petersburg, FL 33716

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CRD#: 3101774

Professional summary

Andrew Patrick Massey, CIMA®, who also goes by Andrew Massey, Andy Massey, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Massey | Andy Massey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Patrick Massey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 7, 2021 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716

CRD#: 109064

St. Petersburg, FL

Past

March 11, 2020 - July 7, 2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

ST. PETERSBURG, FL

Past

May 12, 2010 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

ST. PETERSBURG, FL

Past

February 20, 2009 - May 6, 2010

ROCHDALE SECURITIES LLC

CRD#: 6863

LUTZ, FL

Past

May 2, 2008 - February 26, 2009

LADENBURG THALMANN & CO. INC.

CRD#: 505

LUTZ, FL

Past

September 17, 2004 - May 13, 2008

PUNK, ZIEGEL & COMPANY, L.P.

CRD#: 26174

LUTZ, FL

Past

September 3, 2003 - September 16, 2004

HOEFER & ARNETT, INCORPORATED

CRD#: 10883

SAN FRANCISCO, CA

Past

September 16, 1998 - September 2, 2003

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2022)

Alaska
(1/3/2022)

Arizona
(1/3/2022)

Arkansas
(1/3/2022)

California
(7/7/2021)

Colorado
(1/3/2022)

Connecticut
(1/3/2022)

Delaware
(1/3/2022)

District of Columbia
(1/3/2022)

Florida
(7/7/2021)

Georgia
(1/3/2022)

Hawaii
(1/3/2022)

Idaho
(1/3/2022)

Illinois
(1/3/2022)

Indiana
(1/3/2022)

Iowa
(1/3/2022)

Kansas
(1/3/2022)

Kentucky
(1/3/2022)

Louisiana
(1/3/2022)

Maine
(1/3/2022)

Maryland
(1/3/2022)

Massachusetts
(1/3/2022)

Michigan
(1/3/2022)

Minnesota
(1/3/2022)

Mississippi
(1/3/2022)

Missouri
(1/3/2022)

Montana
(1/3/2022)

Nebraska
(1/3/2022)

Nevada
(1/3/2022)

New Hampshire
(1/3/2022)

New Jersey
(7/7/2021)

New Mexico
(1/3/2022)

New York
(7/7/2021)

North Carolina
(1/3/2022)

North Dakota
(1/3/2022)

Ohio
(1/4/2022)

Oklahoma
(1/3/2022)

Oregon
(1/3/2022)

Pennsylvania
(7/7/2021)

Puerto Rico
(1/3/2022)

Rhode Island
(1/3/2022)

South Carolina
(1/3/2022)

South Dakota
(1/3/2022)

Tennessee
(1/3/2022)

Texas
(1/3/2022)

Utah
(1/3/2022)

Vermont
(1/3/2022)

Virgin Islands
(1/3/2022)

Virginia
(1/3/2022)

Washington
(1/3/2022)

West Virginia
(1/3/2022)

Wisconsin
(1/3/2022)

Wyoming
(1/3/2022)

Exams

State Security Law Exam

Series 63

Date: 9/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew P. Massey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Patrick Massey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

ROCHDALE SECURITIES LLC

LADENBURG THALMANN & CO. INC.

PUNK, ZIEGEL & COMPANY, L.P.

HOEFER & ARNETT, INCORPORATED

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/26/2002

Series 6

Date: 9/14/1998

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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