Gregory G. Spangler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory George Spangler was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2013 - January 10, 2016
FINANCIAL VISION PLANNING GROUP
January 14, 2011 - November 18, 2013
LIFE PLANNING ADVISORS LLC
January 27, 2010 - March 18, 2013
PURSHE KAPLAN STERLING INVESTMENTS
June 6, 2008 - January 5, 2010
MML INVESTORS SERVICES, LLC
March 18, 2008 - January 5, 2010
MML INVESTORS SERVICES, LLC
October 29, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
October 29, 1998 - September 13, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL VISION PLANNING GROUP
CRD#: 167776 / SEC#:
Contact information
Red Flags
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