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JH

John Cade Hamner

CRD# 3101470·Registered 1998 - 2023
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Cade Hamner, who also goes by Cade Hamner, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1998 - 2023. John had worked at 7 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 3, Series 55, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cade Hamner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

VENTURE.CO BROKERAGE SERVICES LLC·CRD# 173924
BD
Dallas, TX
April 13, 2022 - January 4, 2023
COMMERCE STREET CAPITAL, LLC·CRD# 143797
BD
Dallas, TX
March 28, 2018 - April 14, 2023
REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924
BD
Plano, TX
May 1, 2014 - January 18, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Frisco, TX
February 9, 2009 - May 1, 2014
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
Frisco, TX
March 24, 2004 - November 1, 2010
COASTAL SECURITIES, INC.·CRD# 27834
BD
Houston, TX
August 11, 2003 - January 2, 2004
KERSHNER TRADING GROUP, LLC·CRD# 16908
BD
Austin, TX
July 18, 2002 - September 27, 2002
COASTAL SECURITIES, INC.·CRD# 27834
BD
Houston, TX
August 13, 1998 - October 2, 2001

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Current Firm

VB
VENTURE.CO BROKERAGE SERVICES LLC

DESIGNBOOK CAPITAL LLC | VENTURE.CO BROKERAGE SERVICES LLC | VENTURE.CO

CRD#: 173924 / SEC#: 8-69560
BD
Terminated by SEC on 03/31/2024

Contact Information

Established

Delaware since 10/10/2014

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
VENTURECO HOLDINGS INC.MEMBER—
POLLAK, AARON JAMESONMANAGER, CEO, CCO6430091
VIENS, NICHOLAS DEGANPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP7165594

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2006About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 1998

Series 7 — General Securities Representative Examination

Passed Aug 1998About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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