Christopher S. Masse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Steven Masse, who also goes by Chris Masse, Christopher Steven Masse, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2006. Christopher had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - May 22, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 2, 2015 - February 7, 2017
CANTOR FITZGERALD & CO.
June 4, 2014 - February 11, 2015
COWEN AND COMPANY
May 22, 2014 - February 10, 2015
COWEN EQUITY FINANCE LP
October 8, 2010 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
June 8, 2009 - September 8, 2010
SARATOGA CAPITAL MARKETS
August 26, 2008 - April 17, 2009
GAR WOOD SECURITIES, LLC
January 14, 2008 - June 6, 2008
OPPENHEIMER & CO. INC.
February 10, 2006 - January 14, 2008
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/14/2006
Limited Representative-Equity Trader ExamCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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