Daniel D. Herr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel David Herr, who also goes by Dan Herr, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2022 - September 3, 2024
HERR INVESTMENT GROUP LLC
July 29, 2019 - May 17, 2022
MONERE WEALTH MANAGEMENT, INC.
June 3, 2019 - May 17, 2022
MONERE INVESTMENTS, INC.
August 11, 2015 - June 10, 2019
SANCTUARY ADVISORS, LLC
November 22, 2005 - August 11, 2015
SANCTUARY SECURITIES, INC.
January 1, 2005 - June 5, 2019
SANCTUARY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/1/2005
Limited Representative-Equity Trader ExamCurrent Firm
HERR INVESTMENT GROUP LLC
CRD#: 315227 / SEC#: 801-123100
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 747,598,094 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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