Robert D. Anderson

GREAT POINT CAPITAL LLC

Chicago, IL 60606

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CRD#: 3101064

Professional summary

Robert David Anderson, who also goes by Rob Anderson, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert David Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2025 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

July 12, 2019 - September 15, 2025

BV SECURITIES, LLC

CRD#: 103800

Dallas, TX

Past

January 2, 2013 - July 9, 2019

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

January 1, 2009 - January 2, 2013

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

March 6, 2002 - January 1, 2009

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

NORTH RICHLAND HILLS, TX

Past

July 24, 2001 - February 6, 2002

HAND SECURITIES, INC

CRD#: 45198

HOUSTON, TX

Past

June 7, 1999 - January 26, 2001

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/3/2025)

Texas
(10/3/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/2/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/9/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GREAT POINT TRADING LLC	MEMBER
DEBELL, GLENN TOWNSEND	CCO, SROP, AMLCO	2407360
MENGIN, GABRIEL J	PRESIDENT	5067401
PETERS, ROBERT WILLIAM	FINOP	1704577

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert D. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert David Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BV SECURITIES, LLC

MML DISTRIBUTORS, LLC

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

HAND SECURITIES, INC

INVESCO CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2001

Series 63

Date: 4/7/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2000

Series 6

Date: 6/2/1999

Series 24

Date: 8/9/2019

FINRA

Current Firm

GREAT POINT CAPITAL LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GREAT POINT CAPITAL LLC

TRUST BUT VERIFY

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