Todd B. Rushing

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CRD#: 3100812

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Brooks Rushing, who also goes by Todd Broks Rushing, was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1998. Todd had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Todd Broks Rushing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 3, 2004 - October 3, 2017

WOODMONT ADVISORY GROUP, INC.

RIA

CRD#: 112276

BRANDON, MS

Past

January 19, 2001 - October 16, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

August 20, 1998 - January 29, 2001

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODMONT ADVISORY GROUP, INC.

CRD#: 112276 / SEC#: 801-113349

RIA

Registered Investment Advisory firm - (6/1/2018 Approved)

Florida

Registered Investment Advisory firm - (4/3/2003 Terminated)

Louisiana

Registered Investment Advisory firm - (4/3/2003 Terminated)

Mississippi

Registered Investment Advisory firm - (6/13/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (4/3/2003 Terminated)

Tennessee

Registered Investment Advisory firm - (5/3/2003 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/28/1998

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 8/18/1998

Municipal Securities Representative Examination

Current Firm

WOODMONT ADVISORY GROUP, INC.

CRD#: 112276 / SEC#: 801-113349

RIA

Registered Investment Advisory firm - (6/1/2018 Approved)

Florida

Registered Investment Advisory firm - (4/3/2003 Terminated)

Louisiana

Registered Investment Advisory firm - (4/3/2003 Terminated)

Mississippi

Registered Investment Advisory firm - (6/13/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (4/3/2003 Terminated)

Tennessee

Registered Investment Advisory firm - (5/3/2003 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2003 Terminated)

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Contact information

Main Address

Brandon, MS

Mailing Address

Po Box 276, Brandon, MS 39043

Phone number

(601) 724-1926

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART2A & B-MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	299
AUM (Assets Under Management)	$ 125,441,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd B. Rushing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WOODMONT ADVISORY GROUP, INC.

LEGG MASON WOOD WALKER, INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

WOODMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2001

Series 63

Date: 8/26/1998

Series 7

Date: 11/28/1998

Series 52

Date: 8/18/1998

Current Firm

WOODMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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