Richard Weinreb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Weinreb was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2001. Richard had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - September 3, 2015
T3 TRADING GROUP, LLC
December 15, 2014 - May 13, 2015
T3 TRADING GROUP, LLC
May 23, 2013 - June 20, 2013
T3 TRADING GROUP, LLC
July 2, 2012 - January 8, 2013
G-2 TRADING,LLC
October 24, 2011 - March 6, 2012
ECHOTRADE LLC
August 24, 2011 - September 22, 2011
G-2 TRADING,LLC
May 26, 2011 - August 2, 2011
DIMENSION TRADING GROUP, LLC
June 18, 2008 - November 11, 2008
OFFMAN SECURITIES, LLC
April 23, 2007 - February 27, 2008
OFFMAN SECURITIES, LLC
March 20, 2007 - April 19, 2007
SCHOTTENFELD GROUP LLC
May 11, 2006 - March 22, 2007
OPUS TRADING FUND LLC
April 14, 2004 - April 26, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
June 14, 2001 - March 18, 2004
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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