Angela B. Kearns
Professional summary
Angela B Kearns, who also goes by Angela B Herzog, is a registered financial professional currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in West Hartford, Connecticut.
Angela is registered as a RR (Registered Representative) and started their career in finance in 1998. Angela has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angela B Kearns's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2001 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 433 South Main Street Suite 305, West Hartford, CT 06110July 7, 2000 - December 21, 2000
INVESTORS SERVICES OF HARTFORD, INC.
December 7, 1999 - March 30, 2000
UNITED EQUITY SECURITIES, LLC
August 25, 1998 - December 31, 1999
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2001)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTMINSTER FINANCIAL SECURITIES, INC.
CRD#: 20677 / SEC#: , 8-38426
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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