Mark D. Whaling
Professional summary
Mark Driscoll Whaling, who also goes by Mark D Whaling, is a registered financial professional currently at 22V SECURITIES LLC located in Garden City, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 6 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Driscoll Whaling's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2025 - Present
22V SECURITIES LLC
Office #2: 10 East 53rd Street 6th Floor, New York, NY 10021March 26, 2012 - October 29, 2024
CANACCORD GENUITY LLC
March 17, 2008 - January 23, 2013
CANACCORD GENUITY SECURITIES LLC
March 3, 2003 - March 14, 2008
FTN EQUITY CAPITAL MARKETS CORP.
March 28, 2001 - February 24, 2003
BANC OF AMERICA SECURITIES LLC
December 10, 1998 - April 18, 2001
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2025)
Exams
Series 82TO
Date: 5/31/2025
Limited Representative-Private Securities OfferingsFINRA
Current Firm
22V SECURITIES LLC
CRD#: 327657 / SEC#: , 8-71197
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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