Martin E. Duggan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Edward Duggan, CLU®, who also goes by Marty Duggan, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1998. Martin had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2018 - May 2, 2023
REALTA EQUITIES, INC.
April 26, 2011 - March 20, 2018
THE O.N. EQUITY SALES COMPANY
November 15, 2007 - April 25, 2011
HORNOR, TOWNSEND & KENT, LLC
May 26, 2006 - November 21, 2007
NYLIFE SECURITIES LLC
February 22, 2001 - May 9, 2006
SUNSET FINANCIAL SERVICES, INC.
September 25, 2000 - February 22, 2001
SIGNATOR FINANCIAL SERVICES, INC.
November 6, 1998 - October 10, 2000
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
