Francis G. Devlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Gerard Devlin, who also goes by Frank Devlin, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1998. Francis had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2015 - December 31, 2018
ELLIS INVESTMENT PARTNERS, LLC
October 3, 2005 - March 24, 2015
CMS WEALTH MANAGEMENT
February 10, 2003 - September 19, 2005
EQUITY SERVICES, INC.
October 30, 1998 - May 23, 2006
EQUITY SERVICES, INC.
Primary Firm SEC Registration
ELLIS INVESTMENT PARTNERS, LLC
CRD#: 157669 / SEC#: 801-73011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELLIS INVESTMENT PARTNERS, LLC
CRD#: 157669 / SEC#: 801-73011
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 823 |
| AUM (Assets Under Management) | $ 916,741,818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
