Jeromee L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeromee Lewis Johnson was a registered financial professional .
Jeromee is a previously registered financial professional and started their career in finance in 1998. Jeromee had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 31, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2009 - June 29, 2015
CBOE TRADING, INC.
December 14, 2007 - April 23, 2009
MILSTREAM SECURITIES LLC
August 13, 2003 - January 3, 2006
UNX LLC
February 14, 2000 - December 14, 2000
DAYLIGHT ONLINE BROKERAGE, LLC
September 14, 1999 - December 13, 1999
INVESTIN SECURITIES CORP.
June 29, 1999 - September 9, 1999
MILESTONE FINANCIAL SERVICES, INC.
September 9, 1998 - June 25, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/28/2003
Limited Representative-Equity Trader ExamCurrent Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
