Frank E. Mandrell
Professional summary
Frank Edward Mandrell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Frank had worked at 4 firms, which includes STONEBRIAR SECURITIES INC., ILICOB SALES CORPORATION, BAXTER BANKS & SMITH LTD., FIRST SECURITIES USA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2000 - August 31, 2000
STONEBRIAR SECURITIES, INC.
August 27, 1999 - October 5, 1999
ILICOB SALES CORPORATION
February 8, 1999 - September 13, 1999
BAXTER BANKS & SMITH, LTD.
November 18, 1998 - December 10, 1998
BAXTER BANKS & SMITH, LTD.
August 6, 1998 - November 23, 1998
FIRST SECURITIES USA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STONEBRIAR SECURITIES, INC.
CRD#: 19193 / SEC#: , 8-37262
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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