Reginald Bernard Knight
Professional Summary
Reginald Bernard Knight, who also goes by Reginald Knight, was a registered financial advisor. Reginald was a previously registered financial professional and started their career in finance 1999 - 2000. Reginald had worked at 2 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Reginald Knight
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
FISERV CORRESPONDENT SERVICES, INC. | HANIFEN, IMHOFF CLEARING CORP.
Contact Information
Established
Colorado since 10/07/1991Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FISERV CLEARING, INC. | PARENT COMPANY | — |
| DONNELLY, DENNIS JEFFRY | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 707942 |
| LUND, KENT JEFFREY | SENIOR VICE PRESIDENT, GENERAL COUNSEL, COMPLIANCE OFFICER, SECRETARY OF THE BOARD OF DIRECTORS | 3191357 |
| ROBERG, ROGER SCOTT | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | 2552242 |
Disclosures
Regulatory Event
2Civil Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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