Reginald B. Knight
Professional summary
Reginald Bernard Knight was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Reginald is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Reginald had worked at 2 firms, which includes FISERV CORRESPONDENT SERVICES INC., BAXTER BANKS & SMITH LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2000 - May 22, 2000
FISERV CORRESPONDENT SERVICES, INC.
May 13, 1999 - February 11, 2000
BAXTER BANKS & SMITH, LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FISERV CORRESPONDENT SERVICES, INC.
CRD#: 29273 / SEC#: , 8-44205
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FISERV CLEARING, INC. | PARENT COMPANY | |
| DONNELLY, DENNIS JEFFRY | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 707942 |
| LUND, KENT JEFFREY | SENIOR VICE PRESIDENT, GENERAL COUNSEL, COMPLIANCE OFFICER, SECRETARY OF THE BOARD OF DIRECTORS | 3191357 |
| ROBERG, ROGER SCOTT | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | 2552242 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
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