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EC

Etienn M. Couret

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CRD#: 3099991
EC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Etienn Marcial Couret was a registered financial professional .

Etienn is a previously registered financial professional and started their career in finance in 1998. Etienn had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 16, 2014 - August 15, 2016

RELIANCE WORLDWIDE INVESTMENTS, LLC

BD
CRD#: 143546
GURNEE, IL
Past

April 16, 2014 - August 15, 2016

RWI WEALTH MANAGEMENT, LLC

RIA
CRD#: 142975
NEW YORK, NY
Past

December 21, 2011 - April 16, 2012

ADVANCED EQUITIES, INC.

RIA
CRD#: 35545
NEW YORK, NY
Past

June 22, 2011 - December 20, 2011

ADVANCED EQUITIES, INC.

RIA
CRD#: 35545
NEW YORK, NY
Past

April 18, 2011 - April 16, 2012

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
NEW YORK, NY
Past

October 24, 2005 - December 20, 2005

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

November 6, 2003 - October 24, 2005

C. J. M. PLANNING CORP.

BD
CRD#: 5698
POMPTON LAKES, NJ
Past

March 31, 2003 - October 23, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

August 7, 1998 - April 29, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/21/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/5/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 2/11/1999
Limited Representative-Equity Trader Exam

Current Firm

RW
RELIANCE WORLDWIDE INVESTMENTS, LLC
RELIANCE WORLDWIDE INVESTMENTS, LLC

CRD#: 143546 / SEC#: , 8-67575

BD
Terminated by SEC on 06/24/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 12/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THE ESTATE OF KENNETH E. SWEETNON-ASSOCIATED MEMBER
STOUGH, LOUIS EDWARDCHIEF COMPLIANCE OFFICER1675992
SWEET, JANETEXECUTOR7085889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RELIANCE WORLDWIDE INVESTMENTS, LLC

CRD#: 143546

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