Douglas E. Henke
Professional summary
Douglas Eugene Henke, who also goes by Douglas Henke, Doug Henke, is a registered financial advisor currently at PINE TO PALM FINANCIAL, LLC located in Clermont, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Douglas has worked at 20 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Eugene Henke's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2025 - Present
PINE TO PALM FINANCIAL, LLC
April 8, 2022 - June 23, 2025
BROOKSTONE CAPITAL MANAGEMENT LLC
March 28, 2022 - March 29, 2022
BROOKSTONE CAPITAL MANAGEMENT LLC
April 1, 2020 - April 7, 2022
CREATIVE FINANCIAL DESIGNS, INC.
April 1, 2020 - April 7, 2022
CFD INVESTMENTS, INC.
July 19, 2019 - April 13, 2020
LPL FINANCIAL LLC
July 19, 2019 - April 13, 2020
LPL FINANCIAL LLC
November 30, 2017 - July 15, 2019
OAKWOOD CAPITAL, INC.
November 22, 2017 - July 15, 2019
OAKWOOD CAPITAL SECURITIES, INC.
November 10, 2017 - November 27, 2017
AMERICAN INVESTORS GROUP, INC.
October 3, 2017 - November 27, 2017
AMERICAN INVESTORS GROUP, INC.
January 17, 2013 - August 25, 2017
CREATIVE FINANCIAL DESIGNS, INC.
January 17, 2013 - August 25, 2017
CFD INVESTMENTS, INC.
May 10, 2011 - January 17, 2013
CETERA INVESTMENT SERVICES LLC
May 2, 2011 - January 17, 2013
CETERA INVESTMENT SERVICES LLC
April 28, 2009 - May 4, 2011
MML INVESTORS SERVICES, LLC
October 15, 2008 - April 28, 2009
WOODBURY FINANCIAL SERVICES, INC.
January 23, 2008 - October 7, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
November 30, 2006 - February 5, 2008
IFMG SECURITIES, INC.
October 6, 2006 - December 31, 2006
TCF INVESTMENTS, INC.
July 15, 2005 - October 3, 2006
WELLS FARGO INVESTMENTS, LLC
July 14, 2005 - October 3, 2006
WELLS FARGO INVESTMENTS, LLC
July 19, 2004 - June 30, 2005
AMERICAN INVESTORS GROUP, INC.
April 2, 2004 - July 22, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 2, 2000 - April 6, 2004
WELLS FARGO INVESTMENTS, LLC
May 26, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
April 20, 2000 - November 6, 2001
WELLS FARGO SECURITIES INC.
November 29, 1999 - June 5, 2000
FINTEGRA, LLC
September 15, 1998 - December 6, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/27/2025)
(8/1/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PINE TO PALM FINANCIAL, LLC
CRD#: 335396 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
