Johnny R. Mannino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Ray Mannino, who also goes by John Ray Mannino, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1999. Johnny had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2019 - January 6, 2020
VICTORY CAPITAL SERVICES, INC.
January 13, 2000 - July 3, 2019
USAA INVESTMENT SERVICES COMPANY
January 13, 2000 - July 1, 2019
USAA INVESTMENT SERVICES COMPANY
August 30, 1999 - January 7, 2000
CITIGROUP GLOBAL MARKETS INC.
February 1, 1999 - July 12, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 1, 1999 - July 12, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
