Brent W. Sikes

FULLCIRCLE WEALTH LLC

MCKINNEY, TX 75070

Some features on this profile are disabled

CRD#: 3099821

Professional summary

Brent Wayne Sikes is a registered financial advisor currently at FULLCIRCLE WEALTH LLC located in Mckinney, Texas.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brent has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 ) HERITAGE CAPITAL STRATEGIES;NOT INVESTMENT RELATED;2815 TOWNSGATE RD,STE. 210,WESTLAKE VILLAGE,CA 91361;FIXED INSURANCE;AGENT;1/1/2011;10 HRS/MONTH;.5 HRS DURING TRADING;WRITE LIFE & LTC BUSINESS 2) HIGHLAND CAPITAL BROKERAGE;INVESTMENT RELATED; 3535 GRANDVIEW PARKWAY SUITE 600, BIRMINGHAM, AL 3524; INSURANCE BROKERAGE FIRM; AFFILIATED BROKER; 2017; 0 HRS/MONTH;0 HRS DURING TRADING; LTC POLICY SALES. 3) IRONWILL EARTHWORKS LLC; NOT INVESTEMENT RELATED; 12135 CRESTLINE AVE, DALLAS, TX 75244; TIME INVESTMENT, ADDING CAPITAL TO FUND STARTUP; CLASS B MEMBER; 8/9/2024; 0 HOURS DURING SECURITIES TRADING HOURS; PASSIVE INVESTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Wayne Sikes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2013 - Present

FULLCIRCLE WEALTH LLC

Office #1: 6950 Tpc Drive Suite 110, Mckinney, TX 75070

RIA

CRD#: 166695

MCKINNEY, TX

Past

March 14, 2013 - April 2, 2024

TRIAD ADVISORS LLC

CRD#: 25803

DALLAS, TX

Past

August 12, 2010 - March 20, 2013

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

DALLAS, TX

Past

March 24, 2009 - March 20, 2013

INVEST FINANCIAL CORPORATION

CRD#: 12984

DALLAS, TX

Past

October 31, 2008 - March 26, 2009

OSAIC SERVICES, INC.

CRD#: 133763

FARMERS BRANCH, TX

Past

November 14, 2003 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

FARMERS BRANCH, TX

Past

August 21, 2002 - October 23, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 3, 1999 - October 23, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

DALLAS, TX

Past

April 28, 1999 - October 23, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 21, 1998 - October 29, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 21, 1998 - October 29, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FULLCIRCLE WEALTH LLC

CRD#: 166695 / SEC#: 801-121913

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

California

Registered Investment Advisory firm - (9/24/2021 Terminated)

Georgia

Registered Investment Advisory firm - (9/10/2021 Terminated)

Nevada

Registered Investment Advisory firm - (10/15/2021 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/27/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1998

General Securities Representative Examination

Current Firm

FULLCIRCLE WEALTH LLC

CRD#: 166695 / SEC#: 801-121913

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

California

Registered Investment Advisory firm - (9/24/2021 Terminated)

Georgia

Registered Investment Advisory firm - (9/10/2021 Terminated)

Nevada

Registered Investment Advisory firm - (10/15/2021 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/25/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6950 Tpc Drive Suite 110, Mckinney, TX 75070

Mailing Address

Phone number

(972) 480-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,702
AUM (Assets Under Management)	$ 393,537,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Brett Phillips

VOYA FINANCIAL ADVISORS, INC.

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent W. Sikes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Wayne Sikes's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OSAIC SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FULLCIRCLE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2010

Series 63

Date: 10/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1998

Current Firm

FULLCIRCLE WEALTH LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FULLCIRCLE WEALTH LLC

TRUST BUT VERIFY

Similar Advisors