Paul C. Martinez
Professional summary
Paul Christian Martinez is a registered financial professional currently at X-CHANGE FINANCIAL ACCESS, LLC located in Chicago, Illinois.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 4 firms and has passed the Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 56, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Christian Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2020 - Present
X-CHANGE FINANCIAL ACCESS, LLC
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606October 29, 2018 - April 1, 2020
TRINITY EXECUTIONS, LLC
September 28, 2011 - December 10, 2018
MNR EXECUTIONS, LLC
February 9, 1999 - March 16, 2000
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/25/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 9/27/2011
Proprietary Trader Qualification ExaminationCboe Exchange, Inc.
FINRA
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
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