Jesse S. Podell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Scott Podell was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1998. Jesse had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2010 - January 18, 2012
SUSQUEHANNA FINANCIAL GROUP, LLLP
June 4, 2008 - May 11, 2010
PALI CAPITAL, INC.
April 14, 2004 - May 29, 2008
JEFFERIES LLC
February 25, 2002 - June 16, 2003
LAMPOST CAPITAL, L.C.
May 29, 2001 - October 10, 2001
PRIME CHARTER LTD.
January 11, 1999 - June 1, 2001
KNIGHT CAPITAL AMERICAS, L.P.
September 1, 1998 - December 17, 1998
AEGIS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
