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Cay Zettler Weaver

CRD# 3099427·Registered 1999 - 2024
Previously Registered: Being a previously registered professional could mean that Cay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cay Zettler Weaver, who also goes by Cay Weaver, Celia Cay Weaver, was a registered financial advisor. Cay was a previously registered financial professional and started their career in finance 1999 - 2024. Cay had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cay Weaver, Celia Cay Weaver

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

STONEX OUTSOURCED SERVICES LLC·CRD# 30773
BD
Winter Park, FL
June 14, 2023 - December 31, 2024
STONEX SECURITIES INC.·CRD# 18456
BD
Birmingham, AL
June 14, 2023 - February 3, 2026
STONEX ADVISORS INC.·CRD# 174182
RIA
Safety Harbor, FL
June 9, 2023 - February 3, 2026
STONEX FINANCIAL INC.·CRD# 45993
BD
Birmingham, AL
June 7, 2023 - September 17, 2025
TRIAD ADVISORS LLC·CRD# 25803
BD
Atlanta, GA
April 12, 2021 - April 11, 2023
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
April 12, 2021 - April 11, 2023
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Oakdale, MN
March 1, 2019 - April 11, 2023
OSAIC SERVICES, INC.·CRD# 133763
RIA
Phoenix, AZ
March 1, 2019 - April 11, 2023
OSAIC WEALTH, INC.·CRD# 23131
RIA
Scottsdale, AZ
March 1, 2019 - April 11, 2023
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Atlanta, GA
March 1, 2019 - April 11, 2023
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
February 28, 2019 - April 11, 2023
OSAIC SERVICES, INC.·CRD# 133763
BD
Scottsdale, AZ
February 28, 2019 - April 11, 2023
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
February 28, 2019 - April 11, 2023
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
February 28, 2019 - April 11, 2023
LEVEL FOUR FINANCIAL, LLC·CRD# 25700
RIA
Mobile, AL
October 31, 2017 - November 9, 2017
LEVEL FOUR FINANCIAL, LLC·CRD# 25700
BD
Mobile, AL
October 31, 2017 - November 9, 2017
LPL FINANCIAL LLC·CRD# 6413
RIA
Dadeville, AL
October 16, 2013 - September 26, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Dadeville, AL
September 12, 2013 - September 26, 2017
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Alexander City, AL
July 3, 2009 - October 1, 2010
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.·CRD# 35419
BD
Charlotte, NC
February 15, 2006 - September 14, 2007
COLONIAL BROKERAGE, INC.·CRD# 111668
BD
Montgomery, AL
April 29, 2002 - February 6, 2006
USAA INVESTMENT SERVICES COMPANY·CRD# 5475
BD
San Antonio, TX
October 14, 1999 - September 27, 2000

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Current Firm

SO
STONEX OUTSOURCED SERVICES LLC

CRESSMAN ESSER SECURITIES LLC | STONEX OUTSOURCED SERVICES LLC | MARIANA CAPITAL USA, LLC | INTL FILLMORE ADVISORS LLC | FILLMORE ADVISORS, LLC | FILLMORE ADVISOR, LLC | CRESSMAN ESSER SECURITIES, INC.

CRD#: 30773 / SEC#: 8-45150
BD
Terminated by SEC on 03/25/2025

Contact Information

Established

Delaware since 12/30/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CAPLAN, ANDREW BOGENPRESIDENT/CHIEF EXECUTIVE OFFICER4235343
OLSSON, JAMES MARTINCCO/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER6331790

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs. 2) Lakehouse Consulting, LLC - 34 Bailey Lane, Dadeville, AL 36853 Nature of Business: Providing compliance advice and services to broker/dealers. Investment Related: Yes Business Position: Managing member Business Duties: This business offers compliance advice and services to broker/dealers at period when I am not employed by a registered firm. Business Start Date: 01/01/2008 Approximately zero hours spent on this OBA monthly.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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