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CW

Cay Z. Weaver

Some features on this profile are disabled
CRD#: 3099427
CW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cay Zettler Weaver, who also goes by Cay Weaver, Celia Cay Weaver, was a registered financial professional .

Cay is a previously registered financial professional and started their career in finance in 1999. Cay had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cay Weaver | Celia Cay Weaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 14, 2023 - December 31, 2024

STONEX OUTSOURCED SERVICES LLC

BD
CRD#: 30773
WINTER PARK, FL
Past

June 14, 2023 - February 3, 2026

STONEX SECURITIES INC.

BD
CRD#: 18456
Birmingham, AL
Past

June 9, 2023 - February 3, 2026

STONEX ADVISORS INC.

RIA
CRD#: 174182
SAFETY HARBOR, FL
Past

June 7, 2023 - September 17, 2025

STONEX FINANCIAL INC.

BD
CRD#: 45993
BIRMINGHAM, AL
Past

April 12, 2021 - April 11, 2023

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

April 12, 2021 - April 11, 2023

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

March 1, 2019 - April 11, 2023

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
OAKDALE, MN
Past

March 1, 2019 - April 11, 2023

OSAIC SERVICES, INC.

RIA
CRD#: 133763
PHOENIX, AZ
Past

March 1, 2019 - April 11, 2023

OSAIC WEALTH, INC.

RIA
CRD#: 23131
SCOTTSDALE, AZ
Past

March 1, 2019 - April 11, 2023

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

February 28, 2019 - April 11, 2023

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

February 28, 2019 - April 11, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

February 28, 2019 - April 11, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

February 28, 2019 - April 11, 2023

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

October 31, 2017 - November 9, 2017

LEVEL FOUR FINANCIAL, LLC

RIA
CRD#: 25700
MOBILE, AL
Past

October 31, 2017 - November 9, 2017

LEVEL FOUR FINANCIAL, LLC

BD
CRD#: 25700
MOBILE, AL
Past

October 16, 2013 - September 26, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
DADEVILLE, AL
Past

September 12, 2013 - September 26, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
DADEVILLE, AL
Past

July 3, 2009 - October 1, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ALEXANDER CITY, AL
Past

February 15, 2006 - September 14, 2007

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

BD
CRD#: 35419
CHARLOTTE, NC
Past

April 29, 2002 - February 6, 2006

COLONIAL BROKERAGE, INC.

BD
CRD#: 111668
MONTGOMERY, AL
Past

October 14, 1999 - September 27, 2000

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/9/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/9/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/24/2013
General Securities Principal Examination

Current Firm

SO
STONEX OUTSOURCED SERVICES LLC
CRESSMAN ESSER SECURITIES LLC | STONEX OUTSOURCED SERVICES LLC | MARIANA CAPITAL USA, LLC | INTL FILLMORE ADVISORS LLC | FILLMORE ADVISORS, LLC | FILLMORE ADVISOR, LLC | CRESSMAN ESSER SECURITIES, INC.

CRD#: 30773 / SEC#: , 8-45150

BD
Terminated by SEC on 03/25/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/30/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPLAN, ANDREW BOGENPRESIDENT/CHIEF EXECUTIVE OFFICER4235343
OLSSON, JAMES MARTINCCO/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER6331790

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEX OUTSOURCED SERVICES LLC

CRD#: 30773

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