Chad J. Alan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Jason Alan, who also goes by Chad Jason Alan, Jason Sven Taylor, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1998. Chad had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2009 - December 31, 2012
JSTS TEN TALENTS CAPITAL MANAGEMENT, LLC
July 8, 2005 - March 14, 2007
QUEST CAPITAL STRATEGIES, INC.
December 2, 2003 - January 25, 2005
WADDELL & REED
November 12, 2003 - January 25, 2005
WADDELL & REED
February 25, 2003 - October 27, 2003
PFS INVESTMENTS INC.
August 2, 2001 - August 21, 2001
PHILLIPS & COMPANY
July 17, 2000 - June 14, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1998 - August 2, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JSTS TEN TALENTS CAPITAL MANAGEMENT, LLC
CRD#: 148585 / SEC#:
Contact information
Red Flags
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