Andrew H. Jacobson

STEELPEAK WEALTH

Woodland Hills, CA 91367

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CRD#: 3099056

Professional summary

Andrew Harris Jacobson is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Woodland Hills, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Harris Jacobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2017 - Present

STEELPEAK WEALTH, LLC

Office #1: 21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367

RIA

CRD#: 165168

Woodland Hills, CA

Past

November 21, 2013 - September 22, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WOODLAND HILLS, CA

Past

November 21, 2013 - September 22, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WOODLAND HILLS, CA

Past

June 1, 2009 - December 2, 2013

MORGAN STANLEY

RIA

CRD#: 149777

SHERMAN OAKS, CA

Past

June 1, 2009 - December 2, 2013

MORGAN STANLEY

CRD#: 149777

SHERMAN OAKS, CA

Past

March 20, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SHERMAN OAKS, CA

Past

March 20, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SHERMAN OAKS, CA

Past

January 28, 2005 - April 18, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ENCINO, CA

Past

January 28, 2005 - April 18, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ENCINO, CA

Past

December 22, 1998 - February 1, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

VALENCIA, CA

Past

August 28, 1998 - February 1, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEELPEAK WEALTH, LLC

CRD#: 165168 / SEC#: 801-77132

RIA

Registered Investment Advisory firm - (9/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/28/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/27/1998

General Securities Representative Examination

Current Firm

STEELPEAK WEALTH, LLC

CRD#: 165168 / SEC#: 801-77132

RIA

Registered Investment Advisory firm - (9/10/2012 Approved)

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Contact information

Main Address

21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 835-8720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	8,369
AUM (Assets Under Management)	$ 3,439,042,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew H. Jacobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Harris Jacobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STEELPEAK WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/1998

Series 63

Date: 9/10/1998

SIE

Date: 9/22/2017

Series 31

Date: 9/28/1998

Series 7

Date: 8/27/1998

Current Firm

STEELPEAK WEALTH, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEELPEAK WEALTH, LLC

TRUST BUT VERIFY

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