Mary E. Moore

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CRD#: 3098995

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Ellen Moore, who also goes by Mary Ellen Garbaciak, Mary Ellen Nowak, was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1998. Mary had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary Ellen Garbaciak | Mary Ellen Nowak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2011 - November 14, 2013

HARBOUR CAPITAL ADVISORS, LLC

RIA

CRD#: 157266

MCLEAN, VA

Past

October 23, 2009 - June 29, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHEVY CHASE, MD

Past

October 23, 2009 - June 29, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHEVY CHASE, MD

Past

January 9, 2003 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHEVY CHASE, MD

Past

February 26, 2001 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CHEVY CHASE, MD

Past

October 1, 1998 - June 7, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 29, 1998 - October 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR CAPITAL ADVISORS, LLC

CRD#: 157266 / SEC#: 801-77679

RIA

Registered Investment Advisory firm - (3/1/2013 Approved)

Maryland

Registered Investment Advisory firm - (3/25/2013 Terminated)

Virginia

Registered Investment Advisory firm - (3/11/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/28/1998

General Securities Representative Examination

Current Firm

HARBOUR CAPITAL ADVISORS, LLC

CRD#: 157266 / SEC#: 801-77679

RIA

Registered Investment Advisory firm - (3/1/2013 Approved)

Maryland

Registered Investment Advisory firm - (3/25/2013 Terminated)

Virginia

Registered Investment Advisory firm - (3/11/2013 Terminated)

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Contact information

Main Address

1595 Spring Hill Road Suite 305, Tysons Corner, VA 22182

Mailing Address

Phone number

(703) 992-6164

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 665,628,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary E. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

BANCAMERICA SECURITIES, INC.

Primary Firm SEC Registration

HARBOUR CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2003

Series 63

Date: 11/18/1998

Series 7

Date: 9/28/1998

Current Firm

HARBOUR CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOUR CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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