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William M. Crader

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CRD#: 3098796
WC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Martin Crader, who also goes by Bill Crader, William Martin Crader II, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1998. William had worked at 5 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 6 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bill Crader | William Martin Crader Ii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 16, 2017 - May 16, 2025

TFA SECURITIES, INC.

BD
CRD#: 284982
El Segundo, CA
Past

October 19, 2010 - March 8, 2016

TFA SECURITIES, INC.

BD
CRD#: 151357
EL SEGUNDO, CA
Past

November 3, 2005 - February 17, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
LOS ANGELES, CA
Past

November 3, 2004 - November 7, 2005

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

November 10, 1998 - January 11, 2000

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/6/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TS
TFA SECURITIES, INC.
TFA SECURITIES, INC.

CRD#: 284982 / SEC#: , 8-69822

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
201 Continental Blvd., Suite 110, El Segundo, CA 90245
Mailing Address
201 Continental Blvd., Suite 110, El Segundo, CA 90245
Phone number
(310) 341-2332
Established
California since 04/30/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
TFA CAPITAL PARTNERS, INC.SHAREHOLDER
HOWARD, MARSHALL DAVIDPRESIDENT, CCO4397729
JACKSON, KRISTIN KLUBNIKCHAIRMAN OF THE BOARD4384346

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TFA SECURITIES, INC.

CRD#: 284982

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