Neha N. Aurora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neha Naveen Aurora, who also goes by Neha Naveen Aurora Mrs., Neha Arvind Daga, Neha Daga, was a registered financial professional .
Neha is a previously registered financial professional and started their career in finance in 1998. Neha had worked at 3 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2013 - July 12, 2013
MULLINTBG ADVISORS
February 21, 2013 - July 11, 2013
M HOLDINGS SECURITIES, INC.
November 10, 1998 - September 29, 2000
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MULLINTBG ADVISORS
CRD#: 141445 / SEC#: 801-67161
Contact information
Red Flags
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