Brian F. Lottman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian F Lottman was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2005 - May 24, 2018
LOTTMAN FINANCIAL GROUP
June 17, 2003 - May 26, 2005
SPC
July 23, 2002 - December 31, 2002
SPC
February 9, 2002 - May 26, 2005
PARKLAND SECURITIES, LLC
September 6, 2001 - February 9, 2002
WALNUT STREET SECURITIES, INC.
February 16, 1999 - August 31, 2001
WOODBURY FINANCIAL SERVICES, INC.
November 10, 1998 - January 8, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LOTTMAN FINANCIAL GROUP
CRD#: 133308 / SEC#:
Contact information
Red Flags
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