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Charles P. Linden

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CRD#: 309868
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Pierre Linden was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1970. Charles had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 28, 2011 - March 4, 2019

TITUS WEALTH MANAGEMENT

RIA
CRD#: 136970
SAN MATEO, CA
Past

August 31, 2010 - March 19, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
LARKSPUR, CA
Past

February 23, 2005 - November 20, 2009

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
PACIFIC, CA
Past

August 1, 2003 - August 31, 2010

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
PACIFIC, CA
Past

July 8, 1997 - September 3, 2010

CPL INSURANCE SERVICES, INCORPORATED

RIA
CRD#: 133585
PACIFICA, CA
Past

June 24, 1993 - July 31, 2003

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

April 5, 1993 - May 11, 1993

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

April 14, 1983 - June 18, 1993

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882
Past

March 18, 1970 - May 6, 1983

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/25/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/12/1970
Registered Representative Examination

Current Firm


TW
TITUS WEALTH MANAGEMENT
GREEN WEALTH MANAGEMENT | WILLIS FINANCIAL PLANNING SERVICES, INC | TITUS WEALTH MANAGEMENT, INCORP[ORATED | TITUS WEALTH MANAGEMENT, INCORPORATED | TITUS WEALTH MANAGEMENT | TANNER FINANCIAL GROUP

CRD#: 136970 / SEC#: 801-80628

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Contact information


Main Address
700 Larkspur Landing Circle Suite 109, Larkspur, CA 94939
Mailing Address
Phone number
(415) 461-4800
Established
Firm type
Fiscal year end
# of Employees
18

Documents


Latest Form ADV

Part 2 Brochures

TWM PT 2A FIRM BROCH 092316 (4/12/2022)

Regulatory assets under management


Total Number of Accounts1,463
AUM (Assets Under Management)$ 573,956,930

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TITUS WEALTH MANAGEMENT

CRD#: 136970

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